(New) Comment Requested on Council's Proposed Program Enhancements

In FINRA Regulatory Notice 20-05, FINRA has requested comments on a proposal to implement the recommendations of the CE Council regarding enhancements to the Continuing Education program.

The comment period expires on April 20th, 2020. 

Firm Element

The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.