(New) Comment Requested on Council's Proposed Program Enhancements
In FINRA Regulatory Notice 20-05, FINRA has requested comments on a proposal to implement the recommendations of the CE Council regarding enhancements to the Continuing Education program.
The comment period expires on April 20th, 2020.
Firm Element
The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.
The Council
Council has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Continuing Education Program in the Securities Industry.
Information about the Mission, Members, History, and other Information are available here.
Regulatory Element
The Regulatory Element is available through the CE Online Program (effective January 2016).
For additional information on Continuing Education (CE) Online, please visit FINRA's website.