(New) Recommended CE Program Enhancements
The CE Council is sharing their final recommendations for enhancements to the continuing education program.
Click here to view the a letter from the Council Chair and a detailed document outlining the proposal.
Firm Element
The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.
The Council
Council has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Continuing Education Program in the Securities Industry.
Information about the Mission, Members, History, and other Information are available here.
Regulatory Element
The Regulatory Element is available through the CE Online Program (effective January 2016).
For additional information on Continuing Education (CE) Online, please visit FINRA's website.