(New) CE Program Enhancements Under Consideration – Request for Review & Comment (9/6/18)
The Council is exploring possible changes to the CE program and seeks feedback from the industry.
Click here to view the detailed document, questions and letter from the Council Chair. Then, visit FINRA Regulatory Notice 18-26 to share your feedback.
Firm Element
The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.
The Council
Council has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Continuing Education Program in the Securities Industry.
Information about the Mission, Members, History, and other Information are available here.
Regulatory Element
The Regulatory Element is available through the CE Online Program (effective January 2016).
For additional information on Continuing Education (CE) Online, please visit FINRA's website.