Council Members

Mitzi Architect

Vice President, Business Control Manager
Merrill Lynch, Pierce, Fenner & Smith Inc.
Boerne, TX

Tim Bonisteel

AVP, Business Law & Compliance
Lincoln Financial Group
Fort Wayne, IN

John F. Cunningham

Princeton, NJ

Russ Davidson

Compliance Director
Credit Suisse
New York, NY

Jim Downing

Chief Compliance Officer
Morningstar Inc.
Chicago, IL

Stephen Easton

Vice President & Chief Compliance Officer
Windsor, CT

Andrea Evancho

Treasurer, Chief Compliance Officer
E.E. Powell & Company Inc.
Seven Fields, PA

Michael Fitzpatrick

NYSE Regulation
New York, NY

Douglas W. Foster

Director of Enterprise Risk Management
Janney Montgomery Scott LLC
Philadelphia, PA

Gregory Jaeck

Senior Product Leader - Insurance and Annuities
Edward Jones
St. Louis, MO

Bri Joiner

Director, Regulatory Compliance
Municipal Securities Rulemaking Board
Washington, DC

Jennifer Lamie

VP, Chief Regulatory Advisor
Cboe Global Markets
Chicago, IL

Steven Longo

Americas Head of ICG Surveillance
New York, NY

Casey McMahon

Compliance Director
Wolverine Trading
Chicago, IL

Katharine Michaels

Vice President, Supervision
Raymond James
St. Petersburg, FL

Patricia Mittler

Executive Director
UBS Financial Services Inc.
New York, NY

Scott Palmer

Chief Regulatory Officer
Members Exchange
Jersey City, NJ

James Papagiannis

Chief Compliance Officer
InspereX LLC
Chicago, IL

John Rotondi

New York, NY

David Scrams

Vice President
Testing & Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Melanie Taylor

SVP, Compliance Legal Risk
LPL Financial
Fort Mill, SC

Molly Wurst

Senior Manager, Compliance Training
RBC Capital Markets, LLC
Minneapolis, MN