Council Members

Bri Joiner

Director, Regulatory Compliance
Municipal Securities Rulemaking Board
Washington, DC

David Scrams

Vice President
Testing & Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Casey McMahon

Compliance Director
Wolverine Trading
Chicago, IL

Douglas W. Foster

Director of Enterprise Risk Management
Janney Montgomery Scott LLC
Philadelphia, PA

Andrea Evancho

Group Manager, Enterprise Chief Control Office - Regulatory Framework
BNY Mellon
Pittsburgh, PA

Gregory Jaeck

Senior Product Leader - Insurance and Annuities
Edward Jones
St. Louis, MO

Harry Striplin

Paulson Investment Company, LLC
Lake Oswego, OR

Jennifer Lamie

VP, Chief Regulatory Advisor
Cboe Global Markets
Chicago, IL

Jim Downing

Chief Compliance Officer
Morningstar Inc.
Chicago, IL

John F. Cunningham

Director
MIAX
Princeton, NJ

John Rotondi

Director
MUFG Bank
New York, NY

Katharine Michaels

Vice President, Supervision
Raymond James
St. Petersburg, FL

Kay Johnson

Allied Millennial Partners, LLC
New York, NY

Melanie Taylor

SVP, Compliance Legal Risk
LPL Financial
Fort Mill, SC

Michael Fitzpatrick

Director
NYSE Regulation
New York, NY

Mitzi Architect

Vice President, Business Control Manager
Merrill Lynch, Pierce, Fenner & Smith Inc.
Boerne, TX

Molly Wurst

Senior Manager, Compliance Training
RBC Capital Markets, LLC
Minneapolis, MN

Patricia Mittler

Executive Director
UBS Financial Services Inc.
New York, NY

Scott Palmer

Chief Regulatory Officer
Members Exchange
Jersey City, NJ

Stephen Easton

Vice President & Chief Compliance Officer
Voya
Windsor, CT

Steve Portas

Wellington Shields & Co.
New York, NY

Tim Bonisteel

AVP, Business Law & Compliance
Lincoln Financial Group
Fort Wayne, IN

Willie Wong

Casey Securities LLC
San Francisco, CA