SRO Liaisons

Scott Palmer

Director
NYSE Regulation
New York, NY

Bri Joiner

Manager of Professional Qualifications
Municipal Securities Rulemaking Board
Washington, DC

Derek W. Linden

Executive Vice President
CRD/Public Disclosure
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

David Scrams

Senior Director, Continuing Education
Financial Industry Regulatory Authority (FINRA)
Rockville, MD

Kira A. Worrell

Lead Coordinator, Continuing Education
Financial Industry Regulatory Authority (FINRA)
New York, NY

Monica L. Schumacher

Associate Director, Continuing Education
Financial Industry Regulatory Authority (FINRA)
New York, NY

Daniel M. Sibears

Executive Vice President, Regulatory Operations/Shared Services
Financial Industry Regulatory Authority (FINRA)
Washington, DC