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  1. CBOE Regulatory Circular RG15-202 Modification of Options Regulatory Fee

    On December 31, 2015, Chicago Board Options Exchange filed a rule change to increase the Options Regulatory Fee (“ORF”) from $.0064 to $.0081 per option contract with the Securities and Exchange Commission. Subject to SEC review, the operative date of this fee change is February 1, 2016. The ORF is assessed to each Trading Permit Holder for all options transactions executed by the Trading Permit Holder or that are cleared by The Options Clearing Corporation (“OCC”) in the customer range of the Trading Permit Holder, regardless of the exchange on which the transaction occurs. The fee is collected indirectly from Trading Permit Holders through their clearing firms by OCC on behalf of CBOE.

    12/31/2015

  2. NASDAQ OMX PHLX SR-Phlx-2015-112 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions

    A Notice of filing and immediate effectiveness of proposed rule change to modify the fees for Managed Data Solutions pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), and Rule 19b-4 thereunder has been issued. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/30/2015

  3. NASDAQ OMX PHLX SR-Phlx-2015-114

    A Notice of filing and immediate effectiveness of proposed rule change to amend Rule 1060 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), and Rule 19b-4 thereunder has been issued. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/30/2015

  4. NASDAQ OMX PHLX-SR-Phlx-2015-111

    A Notice of filing and immediate effectiveness of proposed rule change to amend the NASDAQ OMX PHLX Fee Schedule to increase the Options Surcharge Fee for MNX and NDX Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)1, and Rule 19b-4 thereunder has been issued. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/28/2015

  5. NASDAQ OMX PHLX-SR-Phlx-2015-110

    A Notice of filing and immediate effectiveness of proposed rule change regarding NASDAQ Last Sale Plus Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), and Rule 19b-4 thereunder, has been issued. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/24/2015

  6. NASDAQ OMX PHLX-SR-Phlx-2015-49

    NASDAQ OMX PHLX LLC notice of filing of Amendment Nos. 1 and 2 and Order granting accelerated approval of a proposed rule change, as modified by Amendment Nos. 1 and 2, to amend and correct Phlx Rule 1080.07.

    12/22/2015

  7. NASDAQ OMX PHLX-SR-Phlx-2015-102

    NASDAQ OMX PHLX LLC notice of filing and immediate effectiveness of proposed rule change to delete Rule 1068, Execution of Multi-Part Orders Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1 and Rule19b-4 thereunder,2 notice is hereby given that on December 15, 2015, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/22/2015

  8. NASDAQ OMX PHLX SR-Phlx-2015-106

    A notice of filing and immediate effectiveness of proposed rule change regarding Trading Halts has been issued. On December 9, 2015, NASDAQ OMX PHLX filed with the Securities and Exchange Commission the proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.

    12/18/2015

  9. NASDAQ OMX PHLX SR-Phlx-2015-85

    A notice of filing and immediate effectiveness of proposed rule change to delete Sections (e) through (h) of Exchange Rule 1020, Registration and Functions of Options Specialists has been issued. On December 16, 2015, NASDAQ OMX PHLX filed with the Securities and Exchange Commission the proposed rule change. The Exchange has designated this proposal as a “noncontroversial” proposed rule change pursuant to Section 19(b)(3)(A) of the Act3 and Rule 19b- 4(f)(6)(iii) thereunder,4 which renders it effective upon filing with the Commission. The Commission is soliciting comments on the proposed rule change.

    12/18/2015

  10. NASDAQ OMX PHLX SR-Phlx-2015-49 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend and Correct Rule 1080.07

    The Commission extended the time period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the issues raised by the proposal and to take action on the Exchange’s proposed rule change. The Commission designated February 18, 2016, as the date by which the Commission should either approve or disapprove the proposed rule change.

    12/15/2015

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