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  1. FINRA Regulatory Notice 21-01 BD and IA Renewals for 2021

    FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Statements in E-Bill, as well as view the reports that are currently available in CRD/IARD for the annual registration renewal process. The payment deadline is January 22, 2021.

    1/4/2021