CE Council : Industry News http://cecouncil.com/ The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[Cboe Regulatory Circular 20-022 Extension of Time for Certain Filings Currently Due April 1, 2020]]> http://cecouncil.com/media/266683/cboe-rc20-022.pdf 3/25/2020 12:00:00 AM CE Council <![CDATA[Cboe Regulatory Circular 20-021 Filing Extensions for Annual Reports and FOCUS Reports]]> http://cecouncil.com/media/266682/cboe-rc20-021.pdf 3/25/2020 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2020-08 MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements]]> http://cecouncil.com/media/266686/msrb-2020-08.pdf 3/23/2020 12:00:00 AM CE Council <![CDATA[No. SR-NYSE-2020-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.35A, 7.35B, and 7.35C for a Temporary Period]]> http://cecouncil.com/media/266685/sr-nyse-2020-22.pdf 3/20/2020 12:00:00 AM CE Council <![CDATA[SR-NYSE-2020-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Suspend Until June 30, 2020 the Application of Its Continued Listing Requirement With Respect to Global Market Capitalization]]> http://cecouncil.com/media/266684/sr-nyse-2020-21.pdf 3/20/2020 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 20-10 FINRA Amends the FINRA Corporate Financing Rule ]]> http://cecouncil.com/media/266681/finra-regulatory-notice-20-10.pdf 3/20/2020 12:00:00 AM CE Council <![CDATA[Cboe RC20-020 SEC’s Pandemic No-Action Relief Related to CAT Implementation Deadlines]]> http://cecouncil.com/media/266679/cboe-rc20-020.pdf 3/18/2020 12:00:00 AM CE Council <![CDATA[SR-NYSE-2020-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35C to Provide Temporarily, until May 15, 2020, the Exchange with Discretion to Facilitate a Trading Halt Auction following a MarketWide Circuit Breaker Halt if a Security has not Reopened by 3:30 p.m. Eastern Time]]> http://cecouncil.com/media/266678/sec-release-34-88413.pdf 3/18/2020 12:00:00 AM CE Council <![CDATA[SR-NYSE-2020-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt ]]> http://cecouncil.com/media/266680/-sr-nyse-2020-20-34-88402.pdf 3/17/2020 12:00:00 AM CE Council <![CDATA[Securities and Exchange Release Nos. 33-10765 Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts ]]> http://cecouncil.com/media/266675/sec-release-33-10765.pdf 3/11/2020 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2020-07 MSRB Reminds Regulated Entities of Application of Supervisory Requirements in Light of Coronavirus ]]> http://cecouncil.com/media/266676/msrb-rn-2020-07.pdf 3/9/2020 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 20-08 Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief]]> http://cecouncil.com/media/266677/finra-regulatory-notice-20-08.pdf 3/9/2020 12:00:00 AM CE Council <![CDATA[Securities and Exchange Release No. 33-10762 Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant’s Securities]]> http://cecouncil.com/media/266674/sec-release-33-10762.pdf 3/2/2020 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 20-07 FINRA Reminds Member Firms of Their Responsibilities for Supervising UTMA and UGMA Accounts]]> http://cecouncil.com/media/266673/finra-regulatory-notice-20-07.pdf 2/27/2020 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2020-06 MSRB Seeks Volunteers for Market Transparency Advisory Group (MTAG)]]> http://cecouncil.com/media/266671/msrb-rn-2020-06.pdf 2/25/2020 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 20-06 FINRA Announces Update of the Interpretations of Financial and Operational Rules]]> http://cecouncil.com/media/266672/finra-regulatory-notice-20-06.pdf 2/25/2020 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2020-04 MSRB to Enhance Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website]]> http://cecouncil.com/media/266669/msrb-rn-2020-04.pdf 2/19/2020 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 20-05 FINRA Requests Comment on a Proposal to Implement the Recommendations of the CE Council Regarding Enhancements to the Continuing Education Program for Securities Industry Professionals ]]> http://cecouncil.com/media/266667/regulatory-notice-20-05.pdf 2/18/2020 12:00:00 AM CE Council <![CDATA[Cboe Regulatory Circular 20-007 Anti-Money Laundering Compliance Program and Filing Requirements for Certain Trading Permit Holders]]> http://cecouncil.com/media/266670/cboe-rc-20-007.pdf 2/14/2020 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2020-03 MSRB Establishes Compliance Date for Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers ]]> http://cecouncil.com/ 1/31/2020 12:00:00 AM CE Council