CE Council : Industry News http://cecouncil.com/ The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[MSRB Notice 2017-10 SEC Approves Continuing Education Requirements for Municipal Advisors]]> http://cecouncil.com/media/266417/msrb-notice-2017-10.pdf 5/17/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-20 FINRA Requests Comment on the Effectiveness and Efficiency of Its Rules on Outside Business Activities and Private Securities Transactions ]]> http://cecouncil.com/media/266416/finra-regulatory-notice-17-20.pdf 5/15/2017 12:00:00 AM CE Council <![CDATA[Shortening the Settlement Cycle for Securities to T+2]]> http://cecouncil.com/media/266415/regulatory-notice-17-19.pdf 5/11/2017 12:00:00 AM CE Council <![CDATA[SR-NASDAQ-2017-043 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 (Order Types)]]> http://cecouncil.com/media/266414/sec-release-no-34-80630.pdf 5/9/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-09 MSRB Reminds Municipal Advisors that the Series 50 Exam Deadline is September 12, 2017]]> http://cecouncil.com/media/266413/msrb-notice-2017-09.pdf 5/8/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-08 Application of MSRB Rules to Solicitor Municipal Advisors]]> http://cecouncil.com/media/266411/msrb-notice-2017-08.pdf 5/4/2017 12:00:00 AM CE Council <![CDATA[Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 (Order Types) and Rule 4703 (Order Attributes)]]> http://cecouncil.com/media/266412/sec-rule-34-80593.pdf 5/4/2017 12:00:00 AM CE Council <![CDATA[NASDAQ SR-2017-120 Notice of Filing of Amendments No. 1, 2, 3, 4, and 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, to Establish the Third Party Connectivity Service]]> http://cecouncil.com/media/266409/sr-nasdaq-2017-120.pdf 4/28/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-18 Guidance on Social Networking Websites and Business Communications]]> http://cecouncil.com/media/266410/regulatory-notice-17-18.pdf 4/25/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-14 FINRA Requests Comment on FINRA Rules Impacting Capital Formation]]> http://cecouncil.com/media/266403/finra-regulatory-notice-17-14.pdf 4/12/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-15 FINRA Requests Comment on Proposed Amendments to the FINRA Corporate Financing Rule]]> http://cecouncil.com/media/266404/finra-regulatory-notice-17-15.pdf 4/12/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-16 FINRA Requests Comment on Proposed Limited Safe Harbor From FINRA Equity and Debt Research Rules for Desk Commentary]]> http://cecouncil.com/media/266405/finra-regulatory-notice-17-16.pdf 4/12/2017 12:00:00 AM CE Council <![CDATA[SR-NYSEMKT-2017-21 Proposal to adopt Rule 994NY, Broadcast Order Liquidity Delivery (“BOLD”) Mechanism. ]]> http://cecouncil.com/media/266406/sr-nysemkt-2017-21.pdf 4/11/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-12 Regulation T and SEA Rule 15c3-3 Extension of Time Requests Under a T+2 Settlement Cycle]]> http://cecouncil.com/media/266402/finra-regulatory-notice-17-12.pdf 4/7/2017 12:00:00 AM CE Council <![CDATA[SEC Approves Rules Relating to Financial Exploitation of Seniors ]]> http://cecouncil.com/media/266401/finra-regulatory-notice-17-11.pdf 3/30/2017 12:00:00 AM CE Council <![CDATA[SR-NASDAQ-2017-029 Notice of Filing of Proposed Rule Change to List and Trade Exchange-Traded Managed Funds ]]> http://cecouncil.com/media/266400/nasdaq-rule-34-80315.pdf 3/27/2017 12:00:00 AM CE Council <![CDATA[SEC Adopts T+2 Settlement Cycle for Securities Transactions]]> http://cecouncil.com/media/266399/sec-rule-34-80295.pdf 3/22/2017 12:00:00 AM CE Council <![CDATA[FINRA Special Notice FINRA Requests Comment on Potential Enhancements to Certain Engagement Programs]]> http://cecouncil.com/media/266397/special-notice-032117.pdf 3/21/2017 12:00:00 AM CE Council <![CDATA[Notice of Filing of Proposed Rule Change to List and Trade Exchange-Traded Managed Funds ]]> http://cecouncil.com/media/266396/sr-nasdaq-2017-025.pdf 3/14/2017 12:00:00 AM CE Council <![CDATA[SR-FINRA-2017-007 Proposed Rule Change to Adopt Consolidated FINRA Registration Rules, Restructure the Representative-Level Qualification Examination Program and Amend the Continuing Education Requirements]]> http://cecouncil.com/media/266395/sr-finra-2017-007.pdf 3/8/2017 12:00:00 AM CE Council