CE Council : Industry News : Communications with the public http://cecouncil.com/ The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 17-31 FINRA Amends Section 13 of Schedule A to the FINRA By-Laws to Establish Charges for New Option to File Websites and Web Pages in Native Format]]> http://cecouncil.com/media/266449/regulatory-notice-17-31.pdf 10/5/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-16 SEC Approves Amendments to the MSRB’s Rule on Municipal Fund Security Product Advertisements]]> http://cecouncil.com/media/266438/msrb-rn-2017-16ashx.pdf 8/21/2017 12:00:00 AM CE Council <![CDATA[SR-Nasdaq-2017-052 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5735]]> http://cecouncil.com/media/266421/sr-nasdaq-2017-052.pdf 5/30/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-08 Application of MSRB Rules to Solicitor Municipal Advisors]]> http://cecouncil.com/media/266411/msrb-notice-2017-08.pdf 5/4/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-18 Guidance on Social Networking Websites and Business Communications]]> http://cecouncil.com/media/266410/regulatory-notice-17-18.pdf 4/25/2017 12:00:00 AM CE Council <![CDATA[FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public]]> http://cecouncil.com/media/266389/finra-regulatory-notice-17-06.pdf 2/10/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-03 SEC Approves Extension of MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and the Modernization of Those Rules]]> http://cecouncil.com/media/266386/msrb-notice-2017-03.pdf 1/18/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 16-41: SEC Approves Amendments to Rules Governing Communications With the Public]]> http://cecouncil.com/media/249103/finra-regulatory-notice-16-41.pdf 10/26/2016 12:00:00 AM CE Council <![CDATA[MSRB 2016-18 MSRB Files Amendment to Rule G-37 to Clarify its Application to Contributions before August 17, 2016]]> http://cecouncil.com/media/249079/msrb-regulatory-notice-2016-18.pdf 8/4/2016 12:00:00 AM CE Council <![CDATA[NASAA Notice of Request for Public Comment Regarding a Proposed Amendment to the NASAA Statement of Policy Regarding Real Estate Investment Trusts]]> http://cecouncil.com/media/249078/nasaa-notice-for-public-comment-reit-concentration-limit-07272016.pdf 7/27/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-75 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Through January 18, 2017]]> http://cecouncil.com/media/249073/nasdaq-omx-phlx-sr-phlx-2016-75.pdf 7/12/2016 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2016-17 MSRB Revises Content Outline for the Municipal Advisor Representative Qualification Examination]]> http://cecouncil.com/media/249072/msrb-regulatory-notice-2016-17.pdf 6/15/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Governing Trading of Index Options]]> http://cecouncil.com/media/249066/nasdaq-omx-phlx-sr-phlx-2016-61.pdf 6/7/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098]]> http://cecouncil.com/media/249067/nasdaq-omx-phlx-sr-phlx-2016-63.pdf 6/7/2016 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 16-21 SEC Approves Rule to Require Registration of Associated Persons Involved in the Design, Development or Significant Modification of Algorithmic Trading Strategies]]> http://cecouncil.com/media/249068/finra-regulatory-notice-16-21.pdf 6/6/2016 12:00:00 AM CE Council <![CDATA[FINRA Information Notice: Elimination of Continuing Education Delivery at Testing Centers]]> http://cecouncil.com/media/249063/finra-information-notice-5-16-16-elimination-of-continuing-education-delivery-at-testing-centers.pdf 5/16/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data]]> http://cecouncil.com/media/249052/nasdaq-omx-phlx-sr-phlx-2016-53.pdf 4/26/2016 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 16-14 Alternative Trading Systems (ATSs) FINRA Announces Implementation Date for]]> http://cecouncil.com/media/249050/finra-regulatory-notice-16-14.pdf 4/22/2016 12:00:00 AM CE Council <![CDATA[SIFMA Submits Comment to the MSRB on Regulatory Notice 2016-07]]> http://cecouncil.com/media/249038/sifma-submits-comments-to-the-msrb-on-regulatory-notice-2016-07.pdf 3/31/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY]]> http://cecouncil.com/media/249029/nasdaq-omx-phlx-sr-phlx-2016-33.pdf 3/11/2016 12:00:00 AM CE Council