CE Council : Industry News : Communications with the public http://cecouncil.com/ The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[MSRB Regulatory Notice 18-19 Request for Comment on Draft Frequently Asked Questions Regarding Use of Social Media under MSRB Advertising Rules]]> http://cecouncil.com/media/266525/msrb-rn-2018-19.pdf 8/14/2018 12:00:00 AM CE Council <![CDATA[SEC Release 33-10506 Optional Internet Availability of Investment Company Shareholder Reports]]> http://cecouncil.com/media/266499/sec-release-33-10506.pdf 6/5/2018 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2018-08 SEC Approves Advertising Rule Changes for Dealers and Municipal Advisors]]> http://cecouncil.com/media/266494/msrb-regulatory-notice-2018-08.pdf 5/7/2018 12:00:00 AM CE Council <![CDATA[SEC Release 34-83063 Proposed Rule on Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles]]> http://cecouncil.com/media/266486/sec-release-34-83063.pdf 4/18/2018 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-31 FINRA Amends Section 13 of Schedule A to the FINRA By-Laws to Establish Charges for New Option to File Websites and Web Pages in Native Format]]> http://cecouncil.com/media/266449/regulatory-notice-17-31.pdf 10/5/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-16 SEC Approves Amendments to the MSRB’s Rule on Municipal Fund Security Product Advertisements]]> http://cecouncil.com/media/266438/msrb-rn-2017-16ashx.pdf 8/21/2017 12:00:00 AM CE Council <![CDATA[SR-Nasdaq-2017-052 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5735]]> http://cecouncil.com/media/266421/sr-nasdaq-2017-052.pdf 5/30/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-08 Application of MSRB Rules to Solicitor Municipal Advisors]]> http://cecouncil.com/media/266411/msrb-notice-2017-08.pdf 5/4/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 17-18 Guidance on Social Networking Websites and Business Communications]]> http://cecouncil.com/media/266410/regulatory-notice-17-18.pdf 4/25/2017 12:00:00 AM CE Council <![CDATA[FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public]]> http://cecouncil.com/media/266389/finra-regulatory-notice-17-06.pdf 2/10/2017 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2017-03 SEC Approves Extension of MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and the Modernization of Those Rules]]> http://cecouncil.com/media/266386/msrb-notice-2017-03.pdf 1/18/2017 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 16-41: SEC Approves Amendments to Rules Governing Communications With the Public]]> http://cecouncil.com/media/249103/finra-regulatory-notice-16-41.pdf 10/26/2016 12:00:00 AM CE Council <![CDATA[MSRB 2016-18 MSRB Files Amendment to Rule G-37 to Clarify its Application to Contributions before August 17, 2016]]> http://cecouncil.com/media/249079/msrb-regulatory-notice-2016-18.pdf 8/4/2016 12:00:00 AM CE Council <![CDATA[NASAA Notice of Request for Public Comment Regarding a Proposed Amendment to the NASAA Statement of Policy Regarding Real Estate Investment Trusts]]> http://cecouncil.com/media/249078/nasaa-notice-for-public-comment-reit-concentration-limit-07272016.pdf 7/27/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-75 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Through January 18, 2017]]> http://cecouncil.com/media/249073/nasdaq-omx-phlx-sr-phlx-2016-75.pdf 7/12/2016 12:00:00 AM CE Council <![CDATA[MSRB Regulatory Notice 2016-17 MSRB Revises Content Outline for the Municipal Advisor Representative Qualification Examination]]> http://cecouncil.com/media/249072/msrb-regulatory-notice-2016-17.pdf 6/15/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Governing Trading of Index Options]]> http://cecouncil.com/media/249066/nasdaq-omx-phlx-sr-phlx-2016-61.pdf 6/7/2016 12:00:00 AM CE Council <![CDATA[NASDAQ OMX PHLX-SR-Phlx-2016-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098]]> http://cecouncil.com/media/249067/nasdaq-omx-phlx-sr-phlx-2016-63.pdf 6/7/2016 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 16-21 SEC Approves Rule to Require Registration of Associated Persons Involved in the Design, Development or Significant Modification of Algorithmic Trading Strategies]]> http://cecouncil.com/media/249068/finra-regulatory-notice-16-21.pdf 6/6/2016 12:00:00 AM CE Council <![CDATA[FINRA Information Notice: Elimination of Continuing Education Delivery at Testing Centers]]> http://cecouncil.com/media/249063/finra-information-notice-5-16-16-elimination-of-continuing-education-delivery-at-testing-centers.pdf 5/16/2016 12:00:00 AM CE Council