CE Council : Industry News : Research Analysts http://cecouncil.com/ The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 17-16 FINRA Requests Comment on Proposed Limited Safe Harbor From FINRA Equity and Debt Research Rules for Desk Commentary]]> http://cecouncil.com/media/266405/finra-regulatory-notice-17-16.pdf 4/12/2017 12:00:00 AM CE Council <![CDATA[FINRA Information Notice: Elimination of Continuing Education Delivery at Testing Centers]]> http://cecouncil.com/media/249063/finra-information-notice-5-16-16-elimination-of-continuing-education-delivery-at-testing-centers.pdf 5/16/2016 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-33 ]]> http://cecouncil.com/media/2749/2552c25a-3e20-4aeb-9057-ef9c1d9c3b82.pdf 10/18/2013 12:00:00 AM CE Council <![CDATA[Information Notice Regarding New S901 Regulatory Element Continuing Education]]> http://cecouncil.com/media/2750/74f358e5-5b65-4044-90e0-742836c2008b.pdf 9/20/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-25 - Business Continuity Planning]]> http://cecouncil.com/media/2747/c76744c6-1efd-44c4-9dca-443f86581835.pdf 8/30/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-28 - Qualification Examinations]]> http://cecouncil.com/media/2745/8aa694c8-575b-45c3-bc67-df7129c4976a.pdf 8/30/2013 12:00:00 AM CE Council <![CDATA[MSRB Notice 2013-18 MSRB Market Transparency Advisory]]> http://cecouncil.com/media/2741/fbaa491d-a5d4-4cd5-8e43-dac0bd147d1c.pdf 8/14/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-15]]> http://cecouncil.com/media/2740/724b0b81-37c5-4be5-bfa0-47b9194d428d.pdf 4/17/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-14]]> http://cecouncil.com/media/2739/77982c55-6b81-452f-a0f7-ae2befc95887.pdf 4/12/2013 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 10/19/2012]]> http://cecouncil.com/media/2727/20965edc-cb5c-49d9-b568-57240cd5f8bf.pdf 10/19/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-43 ]]> http://cecouncil.com/media/2726/d85249f6-7139-4196-8a24-e6a9686879ce.pdf 10/19/2012 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 8-17-12]]> http://cecouncil.com/media/2720/8cf25683-7529-4329-a872-a4e10c7fd13b.pdf 8/22/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-20]]> http://cecouncil.com/media/2698/7c9b4ee7-7f46-4655-8fee-06fc0568b2ee.pdf 4/1/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-16]]> http://cecouncil.com/media/2696/43aaf515-e381-4347-9f64-1b40179c4588.pdf 3/29/2012 12:00:00 AM CE Council <![CDATA[FINRA Information 03/08/12]]> http://cecouncil.com/media/2687/9fa3034a-d8cc-4a8c-86b2-6a9c1dc0d9d0.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-07]]> http://cecouncil.com/media/2688/4e4bc5b6-2f64-4486-89cd-15e1bc5c7207.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-08]]> http://cecouncil.com/media/2694/c5929af9-acc0-4cac-b953-f2aa106c18b7.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-10]]> http://cecouncil.com/media/2689/388cdfdd-eac7-4f90-bc25-b0ca8827893f.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-11]]> http://cecouncil.com/media/2690/3d791309-7367-4143-8d20-beb7c470e1f2.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-12]]> http://cecouncil.com/media/2691/cbedfbb9-39b3-40b4-8024-f8d9401ad6d1.pdf 3/20/2012 12:00:00 AM CE Council