Summary
FINRA is providing information in this Notice to remind registered
persons and firms of the continuing education (CE) requirements,
including:
- this year’s Regulatory Element training assignments and completion
deadline of December 31, 2025; - resources available to firms for facilitating compliance with the
annual Regulatory Element requirements; and - resources available to guide firms creating their CE Firm Element
written training plans and to help firms locate relevant course
content to meet their training needs.