FINRA is providing information in this Notice to remind registered persons and firms of the continuing education (CE) requirements, including:
- this year’s Regulatory Element training assignments and completion deadline of December 31, 2026;
- resources available to registered persons and firms to facilitate compliance with the annual Regulatory Element requirements; and
- resources available to guide firms creating their CE Firm Element written training plans and to help firms locate relevant course content to meet their training needs.